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Chapter Two: Theoretical Background
This study
deals with the phenomena of in- and exclusion and thus, theoretically, it
belongs to the field of the study of ethnicity. Before turning to the empirical
part, I will give a brief overview of current theories of ethnicity and
critically examine how they contribute to an understanding of processes leading
to the construction of in- and outsiders from an anthropological
perspective.
I The development of the study of ethnicity II Influential approaches : a selection
[ content
| chapter 2 ] The study of ethnicity is still in its
infancy. The term 'ethnicity' emerged in the 1960s in the Anglo-American area
(Orywal & Hackstein 1993: 593) in connection with the post-colonial era and
the lack of successful integration in and identification with the nation-state
of large numbers of people in many different parts of the world[21]. There are innumerable definitions of
ethnicity (see, for example, Cohen 1974: ix-xi, Cashmore 1984: 85-90, Chapman,
McDonald & Tonkin 1989: 11-17, Elwert 1989: 32-38, Linnekin & Poyer
1990: 2, Orywal & Hackstein 1993: 597-604). Their core seems to be the
consciousness of belonging to an ethnic group. But what is an ethnic group?
Basically, two kinds of answers have been suggested to this question. The first
is called essentialism (or primordialism), the second situationalism (or
formalism, instrumentalism, circumstantialism). Up to the 1960s, social scientists held an
essentialist view on ethnic groups defining these according to so-called
objective criteria, i.e. a group's common origin, history and culture
(language, religion, customs), in short its common essence. Hence the term
essentialism. These criteria had been singled out in order to classify the
colonized world by ethnic groups. Thus, which people constituted a particular
ethnic group was decided by outsiders of that group, but thought of as the
natural result of an evolutionary process. It was believed that in the course
of its history, human kind had split up into objectively defined ethnic groups.
In 1969, Frederik Barth edited a collection
of articles about 'Ethnic Groups and Boundaries' which induced a revolution in
the study of ethnicity suggesting an alternative answer to the question raised
above. Ethnic groups were no longer thought of as being defined by objective
criteria applicable to the whole world, but as defined by the concerned people
themselves, i.e. by subjective criteria[22]. According to this
new, dynamic definition, it is the
features "which actors themselves regard as significant" (Barth
1969: 14) which are crucial, i.e. an ethnic group is acknowledged as such as
long as its members think of themselves as a community with a collective
identity, regardless of whether the criteria put forward by them are obvious
to outsiders or not, or historically true or not. In short: an ethnic group is
a group which defines itself as such[23]. With Barth's
pioneering publication, belonging to an ethnic group became a matter of
self-identification and self-ascription (Barth 1969: 10) and thus lost its
supposed stability and naturalness. Ethnicity became a matter of choice rather
than a matter of facts. Barth's main contribution was to shift the focus from
descriptions of ethnic groups within presumably given, natural
boundaries to the analysis of the processes leading to the construction
and maintainance of ethnic groups and boundaries. "The critical focus of investigation from this
point of view becomes the ethnic boundary that defines the group, not
the cultural stuff that it encloses." (Barth 1969: 15) In the 1970s, it became clear, that the
boundaries separating ethnic groups from each other are culturally
constructed rather than pre-determined as the essentialists had assumed. It
was recognized that these boundaries are the momentary result of social
processes based on subjectively selected criteria and that they are
constantly being negotiated. Because the representatives of this position introduced
by Barth believe that ethnic groups and boundaries are subject to changes,
depending on particular situations at certain times, they are called situationalists[24] as opposed to essentialists[25] stressing the quasi-eternal character of ethnic
groups. For situationalists, it is crucial that a group of people
perceive themselves as an ethnic group, not why they do so. "The whole point about ethnicity is that it is
as real as people want it to be. The group may have no significance at all
outside the perceptions of the group members themselves; yet it is real to
them and their subjective apprehension of the group motivates them to organize
their lives around it." (Cashmore 1984: 88) It was also understood that one and the same
person can identify with more than one group of people at the same time,
depending on the situation. For example, as will be explained in the next
chapter, Greek-Cypriots perceive themselves as Greek and Cypriot at the
same time, stressing one or the other aspect of their identity depending on the
situation. Moreover, one and the same person can change her or his ethnic
belonging (ethnic conversion). For example, born Turkish-Cypriots married to
Greek-Cypriots consider themselves Greek. The flexibility of ethnic boundaries
is not taken into account by essentialism. Barth's second major contribution was his
insight that ethnicity is always a matter of thinking about contrasts,
about 'us' and 'them', about in- and outsiders at the same time. He
showed that thinking about one ethnic group is like trying to clap one
hand[26], that a group's
sense of identity always develops in an effort to differentiate itself
from others. Barth's dynamic concept of ethnicity largely
displaced the essentialist position and became generally accepted and
established. It is the basis of most contemporary theories of ethnicity. Weber - whom Barth (1969) does not explicitly
refer to - recognized as early as in 1922 (cf. 1976) that ethnic belonging is
based on subjective choices and
interpretations on the part of the members of an ethnic group[27]. Weber understood
that ethnic groups are the result of social processes rather than
naturally given categories. For him, people's shared Habitus - by this he
means their outward appearance - and way of life [Lebensgewohnheiten] are the
crucial criteria by which they identify as an ethnic group. Even though ethnic
communities are in fact social, particularly political or linguistic
communities, perceived sameness in Habitus and way of life leads to the subjective
belief in a community based on common origin and descent which is exactly what
defines an ethnic group for Weber (1976: 237).
Perceived differences in Habitus and way of life leads to the opposite,
to the construction of outsiders. Weber understood that ethnicity has little to
do with objective, but a lot with subjective criteria on the basis of which
people are categorized as in- or oursiders. Weber also recognized the fuzziness
of the boundaries between ethnic groups, because customs [Sitten], i.e.
Habitus and way of life, do not change abruptly, but gradually in regard to
space and time. Weber also recognized that ethnicity is based on a concept of
'us and them', of sameness [Gleichartigkeit] and difference [Gegensätzlichkeit]
mutually dependent on each other. He understood that group identity develops in
contrast to other groups. These are precisely the two major points Barth
discovered again some forty years later. Both Weber and Barth recognized that
ethnic groups and boundaries are subjectively defined, and both recognized
that ethnicity depends on a concept of contrasts. To summarize, the currently widely accepted,
situationalist concept of ethnicity ultimately goes back to Weber (1922) and
more obviously to Barth (1969). Let me quote Smith's definition of an ethnic
group as representative of the situationalist position: "... we may define the ... ethnic community as
a social group whose members share a sense of common origins, claim a common
and distinctive history and destiny, possess one or more distinctive characteristics,
and feel a sense of collective uniqueness and solidarity." (Smith 1981: 66) In order to give an impression of what theorists of
ethnicity have been focussing on, I now turn to summarize the ideas of some
prominent and influential writers who follow the situationalist tradition.
Although some authors claim that there has recently been a revival of
essentialism (cf. Elwert 1995: 109-10), there is quite enough evidence showing
that essentialism is completely untenable. Therefore, I will not refer to
essentialist theorists. The Cypriot example shows particularly clearly that
essentialist theories have worn out. To jump ahead of my argument,
Turkish-Cypriots and Turks from mainland Turkey are considered by both
Greek-Cypriots and Turkish-Cypriots themselves[28] as two distinctively different groups of people although
they share all objective criteria put forward by essentialists, i.e. language,
religion, origin. On the other hand, Turkish- and Greek-Cypriots are perceived
as one group despite their apparent differences in essentialist features. Although I only present a small number of authors, I
believe they represent the most influential theoretical approaches to the study
of ethnicity. II Influential approaches: a selection Abner Cohen (1974) is considered the
founder of the political approach to ethnicity, and more specifically of the
interest group approach. Criticizing , I believe wrongly[29], Barth's concept of
ethnic groups and boundaries, Cohen argues that ethnicity has to be understood
as a political phenomenon, rather than a cultural one. According to Cohen,
ethnicity has to be analyzed "in terms of interconnections with economic
and political relationships" (xv). The politicization of
"non-political formations" (xvi) and the instrumentalization of
ethnicity stand at the centre of attention in his approach. Formally organized
interest groups are considered "the most efficient and effective type of
human organization" (xvii). Ethnic groups are interests groups struggling
for scarce resources who are unable to organize formally, therefore they
organize informally using cultural symbolism to make up, so to speak,
for the lack of formal organization. In short, ethnicity is a political
phenomenon supported by economically motivated, informally organized interest
groups, i.e. ethnic groups. Furthermore, ethnicity is to be analyzed by means
of studying its objectively observable symbols. Cohen's approach was sensational
because he included groups such as the London city men in his definition of an
ethnic group (cf. 1974: xviii-xxiii) thus taking a radically situationalist
view on the phenomenon of ethnicity. In contrast to most other situationalists,
the members of an ethnic group are not necessarily linked by presumed common origin
according to Cohen. Anthony D. Smith (1981, 1991, 1992a,b)
takes up a more restrained position than Cohen. Although he is clearly on the
situationalist side, neither extremely essentialist nor extremely
situationalist theories do justice to the phenomenon of ethnicity in his view.
He is wary of situationalists overstating "the mutability of ethnic
boundaries or the fluidity of their cultural contents" (1991: 24). To him,
"ethnicity exhibits both constancy and flux side by side" (1991:25),
indeed, "the central paradox of ethnicity [is] the coexistence of flux and
durability" (1991: 38). Although Smith focuses on the phenomenon of
nationalism and the preconditions and emergence of nation-states, the analysis
of ethnicity is central to his argument, because he understands nationalism to
be intimately linked to ethnicity: "...nations always require ethnic
'elements'" (1991: 40), but not the other way round, because ethnicity has
existed long before nationalism, though the two are very similar in structure
and quality. Therefore, nationalism is not a new phenomenon altogether as
supporters of the modernist theory (Gellner 1983, Anderson 1993, Hobsbawm
1983) assert (Smith 1992b). Rather, it is a transformed version, a
continuation of ethnicity dressed up as new. Another central point in Smith's
argument is the crucial role he attributes to the intelligentsia in the process
of transforming ethnic into national ties over the last two centuries. In contrast
to Cohen, Smith stresses political and cultural factors and criticizes approaches
focusing too much on economic aspects which to him can never satisfactorily
explain ethnicity (Smith 1981: 4). Michael Banton (1983) takes up an
individualistic approach adapting the theory of games developed in economics to
the study of ethnicity. The rational-choice theory he advocates is based on the
assumption that "individuals act so as to obtain maximum net
advantage" (p. 104). The attempt to maximize profit is thus the driving
force behind people's rational choices and behaviour. The members of an ethnic
as of any other group "exchange goods and services, seeking their own
advantage" (p. 136). They comply with each other only because at the end
of the day it is profitable to do so in the competitive race for scarce
resources. Cooperation only works as long as people maximize their individual
profit by cooperating with others. It is compulsion and calculation rather than
particular ties people perceive to have to one another which explains why there
are social groups. According to the rational-choice theory, society is not
"based upon the sharing of ultimate goals and values" (p. 109), but
on individuals trying to maximize their own profit. There are no primordial
bases of solidarity ties in human society" (Hechter 1983: 54). The
conception of man in this theory is utterly pragmatic. Similar to Smith, Donald Horowitz
takes up a moderate situationalist position understanding ethnic boundaries to
be "malleable within limits" (p. 66). The starting point of his analysis of
"Ethnic Groups in Conflict" (1985) is the observation that ethnic
conflicts have gathered worldwide momentum. His main concern is to develop a comprehensive
theory of ethnic conflict based on cross-cultural and cross-national
comparison[30] and to describe
"measures to abate it" (xii). He takes a critical view of both the
modernity theory of ethnicity claiming that the worldwide ethnic revival is
caused by modernization and the materialist theory interpreting ethnicity as
the struggle for scarce resources (p. 99-135). To him, both concentrate too
much on economic factors and on the role of the elites manipulating and
instrumentalizing the masses and are therefore at a loss to explain the
contributions of non-elites. The
crucial question of "why the followers follow" (p. 140) remains unanswered
in contemporary theories. Instead, Horowitz proposes an approach that takes
symbolic as well as psychological issues such as emotion, passion and anxiety
into account. "A bloody phenomenon cannot be explained by a bloodless
theory" (p. 140). Central to his argument is the structural equation of
kinship and ethnicity which he interpretes "as a form of greatly extended
kinship" (p. 57). Both kinship and ethnicity involve duty, emotion and
reliability expressed in familistic language. The impact of artificial ethnic
boundaries drawn by European colonial powers is , according to Horowitz,
greatly exaggerated. It was not the new boundaries cutting across indigenous
ones which led to new forms of ethnicity and ethnic conflict. It was the sheer
size of the colonial territories which forced people to look for new loyalties
as a substitute for kinship ties which were no longer sufficient to provide for
the well-being of the individual in these greatly enlarged territories. Whereas
in precolonial, little centralized times kinship provided for identity,
ethnicity took its place in colonial and post-colonial settings offering orientation and security. Hence it is
"functionally continuous with kinship" (p. 78). Ethnicity became a
new source of identity in a greatly enlarged society full of strangers. It is,
Horowitz argues, at root a response to "the need for family and
family-like ties" (p. 88). If kinship cannot provide for this need,
something else must. Another central argument in Horowitz' theory
is a psychological one (cf. p. 141-184). He argues that ethnic conflict is
primarily caused by "the struggle for relative group worth" (p. 141),
for "the need to feel worthy is a fundamental human requirement"
(p.185) and "the fears of domination" are strong. The
"backward-advanced dichotomy" (p. 182) makes some groups feel
unworthy and hence rebel against this condition. Since ethnic belonging is
basically determined at birth, it is for life and therefore, interethnic group
comparison is a particularly important source of self-esteem (p. 147)[31]. So, individual
self-esteem is intimately linked to group worth, and group worth and legitimacy
are achieved through politics and power, through "collective social
recognition" (p. 185), through the mechanism of in- and exclusion. Having
all of this in mind, it becomes clear why Horowitz begins (xiii) and ends
(681-684) his comprehensive analysis with a plea for democracy which goes hand
in hand with conflict reduction - and he goes to quite some length to show this
in great detail -, because by definition democracy is "biased against
birth" (p. 87) and hence the most promising solution to ethnic conflict. Strictly speaking, Carter Bentley
(1987) does not fit into the group of the situationalists for he explicitly
distances himself from both essentialism and situationalism critisizing them
for neglecting the microprocesses at the individual level (p. 26). Drawing on
Bourdieu's Theory of Practice (1977), Bentley formulates a "practice
theory of ethnicity" (p. 24) within which the habitus plays the vital
role. The habitus is an internalized pattern "beyond the grasp of
consciousness" (p. 28) resulting from practical experience. Within the
limits of structural possibilities, people make practical experiences from an
early age on which in turn determine their habitus as "the perception of
the possible, the reasonable, and the desirable" (p. 44). Ethnic identity
is, Bentley argues, an expression of people sharing a habitus, because
"affective affinities [are] based on shared habitus" (p. 36) while
gaps in habitus lead to ethnic differences. In short, it is their shared
habitus which explains how "people come to recognize their commonalities
in the first place" (p. 27). Practice is the foundation of the habitus and
hence also of ethnicity. There is thus an "objective grounding for
perceptions and feelings of ethnic affinity and difference" (p. 40),
namely practice. Because the habitus is by definition unconscious[32], both to elites and
to followers, its "enchantment" (p. 43) helps to maintain and
sanction domination and thus also explains the relationship between leaders and
followers within an ethnic group. Similar to Horowitz, Bentley describes
ethnicity as fictive kinship (p. 33, 42) both of which rely on shared habitus. Georg Elwert (1989, 1995) is primarily
concerned with showing that ethnicity, nationalism, nativism and
fundamentalism (and possibly other -isms) are structurally the same phenomena,
namely we-group processes. Hence they need to be analyzed jointly. He focuses
on the motives and the dynamics underlying and the conditions favouring
we-group processes and on the main actors operating within them. Furthermore,
he critisizes the naturalization of the concept of the ethnic group (see below)
and finally, he discusses the "polytaxis" of human beings (1995:
110-115), i.e. our multiple identities. III Scientific focuses As already outlined, the concept of ethnicity
introduced by Barth stresses the subjective character of the criteria
leading to the construction of an ethnic group. As a consequence,
situationalists started to occupy themselves with the question of what, if not
the supposed objectively defined tribes, ethnic groups are. If they were socially
constructed, what motivated people to organize in ethnic groups? The concept
of the ethnic group is understood as a misleading, but highly effective cover
term for a joining together of people motivated by 'something else' than ethnic
ties. But what is this 'something else' masquerading as ethnic identity? Many
studies dealing with this question come to the conclusion that ethnic groups
are in fact politicized socio-economic interest groups. Solidarity amongst the
members of an ethnic group is, according to this approach, based on their
shared socio-economic situation - due to class related or regional differences
for example - , i.e. on common interests, rather than ethnic ties, but this
sort of economically motivated solidarity is skilfully transformed into
presumably ethnic ties by actors profitting by ethnic movements. Most studies
of the 1970s support this interest group approach introduced by Abner Cohen
(Williams 1989: 404) stressing the competition and struggle for scarce material
as well as symbolic resources as the
driving force behind ethnicity and the often addressed revival of ethnic
sentiments and movements in the post-colonial era. In the 1980s, the study of
ethnicity got increasingly linked to the study of nationalism (Williams 1989:
403). To summarize, social scientists studying
ethnicity and ethnic groups have focused on questions such as: To what extent
are ethnic groups economically motivated, to what extent politically or
regionally? To what extent do ethnic groups overlap with socio-economic
classes? Under what circumstances and how can people be mobilized to form and
to act as an ethnic group[33]? How is ethnicity
instrumentalized and politicized in the interest of the powerful? Which groups
of actors are the driving force behind social movements supported by ethnic
groups? What is the relationship between leaders and their followers? Do there
need to be any leaders at all? What role do local elites and the middle classes
play, what role the intellectuals and the intelligentsia? What is the
relationship between ethnicity and nationalism and between ethnic groups and
nation-states? Is there an intrinsic connection between the development of
modern, post-colonial nation-states and the formation of ethnic and nationalist
movements and the frequency of ethnic conflicts? In short, social scientists have focused on
economic and political factors, on the mobilization of ethnic groups, on the
instrumentalization and politization of ethnicity and on the pre-conditions of
ethnic and nationalist movements and conflicts. Social scientists have occupied
themselves with the influence of the macro- and the micro-level respectively,
of the international, the national and the regional level, of endogenous and
exogenous factors leading to ethnic mobilization, with the influence of the
world-system economy on the formation of ethnic groups and movements. Few
researchers have addressed the relationship between gender, ethnicity and
nationalism (but see Yuwal-Davis & Anthias 1989). The analysis of conflicts (e.g. Horowitz 1985, Smooha & Hanf 1992)
has been the main topic of the scientific discussion of ethnicity. The
so-called Cyprus problem - which is, I
believe, wrongly depicted as an ethnic conflict - is an illustrative
example of this. All of these approaches are certainly
valuable and offer a lot of interesting insights and information, but, as far
as I am aware, they all explain ethnicity from the perspective of the outsider,
or else the grassroots perceptions they are based on are not made transparent. " ... what matters sociologically is what
people actually do, not what they subjectively think or what they think they
think." (Cohen 1974: x) I am in no position to criticize the answers
given to the questions raised mainly by sociologists (e.g. Smith, Banton) and
political scientists (e.g. Horowitz), but I think there is a shortage of
questions asked from a social anthropological point of view[34]. It is not a matter
of what sort of answers are being given, but of what sort of questions
are being asked. Differentiating myself from the above statement, I have tried
to understand the processes leading to group-consciousness (ethnicity)
from a grassroots perspective with this study. I have tried to look at the
house from inside. IV A questionable terminology Not only was it recognized by
situationalists, following Barth, that ethnic groups are subjectively defined
groups of people whereby the features or criteria leading to their collective
ethnic identity, to their "sense of peoplehood" (Horowitz 1985: 51)
and to the exclusion of others vary. Recent studies by social anthropologists
(cf. Elwert 1989, Linnekin & Poyer 1990, Astuti 1995) also showed that
group identity does not necessarily need to be based on the notion of ethnicity
as most situationalists maintain. "Although writers since Barth have acknowledged
that ethnic boundaries do not necessarily rely on any measurable cultural
content, most continue to hold that ethnic identity is a fundamental and universal
reality of social life." (Linnekin & Poyer 1990: 3) The criterion of common descent as defining
group membership and identity is by no means universal. Rather, it is the
result of Western colonization and of the preoccupation of social scientists
with groups of people claiming to be an ethnic group that one gains the
impression of the whole world being organized along ethnic lines (Elwert
1989: 26, Linnekin & Poyer 1990: 2). Compare, for example, the following
quotes: "Ethnic bonds and ethnic consciousness have
always constituted important elements in human existence since the dawn of
recorded history" (Smith 1981: 87) "Virtually every human being belongs to an
ethnic group." (Eriksen 1993: 10)[35] Many authors have concerned themselves with
the question of where to draw the boundary between ethnic and non-ethnic
groups leading to a great number of definitions, but only few have asked why
there should be such a boundary. This naturalization of ethnicity is helped by
the fact that a lot of studies deal with situations of ethnic conflict when the
leaders of the different groups involved refer to common descent in order to
legitimize their claims. Though it is true that many groups of people do in
fact (or have learnt to) refer to ethnic ties in their self-definition, this is
not true for all so-called ethnic groups. To some people, ethnic origin is
simply irrelevant or at least not primary. It is not the criterion by which they
categorize the world around them. Let me give an example of a culture very
different to that of Cyprus. The Vezo, a so-called ethnic group living in
Madagascar, do not think of themselves as being Vezo because of their ethnic
belonging, but because they fish, as convincingly presented by Astuti (1995).
It is their activity of fishing which makes them to Vezo. Therefore, people who
stop fishing, shop being Vezo. Dead 'Vezo', too, stop being Vezo[36]. Therefore, the
Vezo are not an ethnic group, neither is a Vezo born as such nor by
definition a Vezo for all of her or his life. Because Vezoness is tied to the
activity of fishing, one can gain and lose it[37]. In other words: not all groups of people
referred to as ethnic groups base their identity on ethnicity. Thinking in
ethnic categories is by no means universal. Like every other category, the one
of the ethnic group is socially constructed. There are no objective, let alone
natural categories. Ethnicity is "the Western ... theory of
group identity", it is "a biological model of
identity" (Linnekin & Poyer 1990: 2, 12, emphases added). Alternatively,
group identity may for example be based
on village membership or other kinds of locality, on social institutions such
as generation, age or marriage classes, on material culture, a particular way
of subsistence economy or particular activities[38]. Not all groups of
people with a collective identity feel as an ethnic group. Moreover, not
all people believe that one is born as a member of a particular group.
While some so-called ethnic groups may indeed refer to their common origin and
blood - visible in their shared (sometimes invented[39]) traditions -,
others may refer to being fishermen in their self-definition as one group of
people for example. The list of possible criteria is open-ended. It seems to
be universal that human beings organize in groups, that they differentiate
between in- and outsiders. But on what grounds varies considerably. Nevertheless, and quite surprisingly, the
terminology referring to the notion of the ethnos has survived,
sometimes in inverted commas. The term ethnos is of Greek origin,
meaning a people or a nation (but not a nation state, cf. Just 1989), and is
based on the notion of shared blood and descent (Just 1989: 77)[40]. Because reference
to blood ties does not necessarily stand at the center of the self-perception
and self-definition of so-called ethnic groups, the terminology based on the
notion of the ethnos is misleading. While it is appropriate to refer to
an 'ethnic group' if its members base
their collective identity on presumed common descent, it does not seem
to me to be meaningful to analytically distinguish between such ethnic groups
and other groups with a collective identity, just because they base their
respective identity on different criteria. Why should the notion of the ethnos
be given priority over other notions of identity? Such an analytical distinction
only underpins the putative universality of ethnicity. There is no reason to
make two categories of groups: ethnic groups and others. Neither is there any
reason to analytically differentiate between groups with a collective identity
one is born into and groups a member of which one can become .
All the more so, because the differentiation between group membership by birth
as opposed to choice is far from clear cut (cf. Horowitz 1985: 55-56). If one
distinguishes between ethnic and other groups, one would logically also have
to differentiate between endogamous and exogamous groups, because through
marriage people change their ethnic belonging all the time, a fact which runs
contrary to the concept of the ethnic group defined by birth. As Horowitz
rightly points out: "We are dealing with a continuum and not a
dichotomy" (1985: 56). After all, ethnic as well as non-ethnic groups are
groups with a collective identity, and it is only our emphasis which
picks out and isolates the ethnic group. Therefore, I believe that the terms
'ethnicity' and 'ethnic group' are misnomers of the overall phenomena
they describe. They are remnants of the essentialist era assuming ethnic ties
to be the universal criterion of group membership and identity.
Collective identity is not the same as ethnicity. Unless one strips the ethnos
of its connotations of blood and descent, it seems to me to be an inappropriate
term for modern social anthropology (which interestingly is called 'Ethnologie'
in German). Not that ethnicity is not one important and widely spread concept,
but there seems to be given far too much weight to this particular concept of
group identity to the extent that other concepts are not taken account of.
Perhaps the study of ethnicity should give way to the study of group identity
understood in a wider sense. For the purpose of this study therefore,
rather than defining the more limited concept of ethnicity, I define group-consciousness
as the consciousness of there being in- and outsiders and of belonging
to the group of insiders. Similarly, rather than defining 'ethnic group', I
refer to a group of people who perceive themselves as having a collective
identity, in short a group of
people with group-consciousness (or we-consciousness) as an in-group,
(we-group [Elwert 1989, 1995], identity-group). And that brings me back to Cyprus and the
Greek-Cypriots' construction of group-consciousness.
[21]The term ethnicity appeared for the first time in a dictionary (Oxford English Dictionary) in 1972 (Eriksen 1993: 3). [22]Bentley (1987: 24) gives the credit of having recognized the subjective quality of ethnicity to Leach (1954). Eriksen points to the fact that Barth's contribution was preshadowed by the Chicago School in the 1920s and 1930s and by the Manchester School (Epstein, Gluckman, Mitchell) studying the Copperbelt in the 1940s and 1950s, as well as by Leach (1954) and Moerman (1965) (Eriksen 1993: 11, 18-30, 37). [23]In certain respects, one could speak of a subjective essentialism from within the group as suggested by M. Oppitz (personal communication) insofar as the members of a group regard their own criteria as objective. From a theoretical point of view, however, the relevant distinction is that between theories based on supposedly objective criteria (essentialist) and theories acknowledging the subjective selection of criteria by the concerned people themselves, regardless whether these are essentialist in character or not (see below). [24]Next to Frederik Barth, Abner Cohen, Anthony Smith, D.L. Horowitz and Michael Banton are amongst the prominent supporters of this general position (cf. Orywal & Hackstein 1993: 595; Blaschke 1989: 240-1), although there are of course differences between their theoretical positions and emphases. [25]Pierre van den Berghe is considered one of the most radical advocates of this position (Blaschke 1989: 240; Lentz 1989: 129, Linnekin & Poyer 1990: 8). [27]Elwert (1995: 110) and Lentz (1989: 131) both point to Weber's early contribution to the study of ethnicity. [28]How strongly the Greek-Cypriots differentiate between Turkish-Cypriots and Turks is the subject of the empirical part. On the basis of a few contacts to Turkish-Cypriots living in the South and North of Cyprus, I am convinced that the Turkish-Cypriots themselves, unless they belong to the nationalist camp, do not feel culturally and socially related to the Turks, but to the Greek-Cypriots. I have no information though about the identity of the Turks in regard to the Turkish-Cypriots. [29]Cohen reproaches Barth with understanding
ethnicity as a "innate predisposition" (xii) and "ethnic
categories as ... fixed, static
"(xv). This critique is in sharp contrast to how everyone else interpretes
Barth. [30]Though he limits his analysis to unranked ethnic groups (i.e. not in a hierarchichal relationship to each other) in Africa, Asia and the Caribbean (1985: 17). [31]Though self-esteem and group worth are linked in this way, the dynamics of group psychology function independently of individual psychology. Otherwise, the world-wide similarities in regard to group psychology could not be explained (p.183-184). ![32]Drawing on Chomsky's transformational grammar (p. 28, 34), Bentley parallels language acquisition to the development of the habitus, because both language and habitus are learnt without the learner being aware of their structure. [33]For an overview of the available literature on ethnic bloc building, see Wimmer (to be published in 1997) who analytically distinguishes between four approaches: the interest group approach (e.g. Cohen 1974, Smith 1981), the social psychological approach (e.g. Horowitz 1985), the psychological approach (e.g. Bentley 1987) and the ideological approach (e.g. Smith 1992a). [34]That most research on ethnicity and ethnic
conflicts has so far concentrated on leaders and leadership and that there are
very few 'bottom-up' studies, was confirmed to me by A. Wimmer who knows the
relevant literature very well indeed. [35]After having given renewed weight to the concept of ethnicity all through his book, Eriksen (1993: 147-162) ends his study by pointing to the limits of just that concept reminding his readers that ethnicity is, after all, a scientific idea and that one always finds what one is looking for, be it ethnicity or some other phenomenon. [36]In theoretical terms, one might speak of a subjective situationalism here (compare footnote 23). [37] The same point was made by Bloch for the Zafimaniry - another so-called ethnic group of Madagascar - and indeed for all Malagasy peoples: "... Malagasy notions of ethnicity depend much more on the type of life one leads than on who one's parents were" (Bloch 1995: 64). Along with and because of the disappearance of the forest and the recent creation of rice fields, the Zafimaniry gradually become Betsileo who, in contrast to themselves, traditionally cultivate rice, because Zafimaniryness is incompatible with "treeless land where rice cultivation is possible" (1995: 64). [38]For a brief overview of a number of case studies showing this for the African continent, see (in German) Elwert 1989: 26-31. For the Pacific see Linnekin & Poyer 1990, supporting a "Lamarckian theory of identity" which leads them to the study of personhood rather than ethnicity. [39]A famous collection of essays about 'The invention of tradition' analyzing the criteria chosen by different modern nations to legitimize themselves was edited by Hobsbawm & Ranger 1983. Anderson's idea of the 'Imagined Communities' (1993)also points to the perceptional, rather than the natural quality of nations. [40]Originally, ethnos used to be an anti-term referring to any humans or even animals outside of 'Greek' normality (cf. Chapman, McDonald & Tonkin 1989: 12). The modern concept of the ethnos, of the Greek nation linked by blood from ancient to modern times, was only established along with the ideology of hellenism in the 19th century (Just 1989). However, it is the modern notion of the ethnos which the academic terminology is based upon. In the sense that ethnos has always referred to a perceptional, a cognitive-emotional rather than a political unity (kratos), it is an appropriate term to describe 'ethnic groups'. In the sense though that it refers to a people sharing the essence of blood, it is highly inappropriate as a general term to describe people with a collective identity.
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